Rule Implementation Projects
Our regulators are not shy when it comes to their new rules! Working through Consultation Papers, Policy Statements, Feedback and new rule sections running to many hundreds of pages is both time consuming and difficult. Not to mention interpreting the complex language and endless acronyms! Just staying abreast of all this information is a full-time job, as is doing all the work to put it in place.
We are specialists and frequently assist firms in managing their entire regulatory and governance programmes.
Our three-stage process eases the burden because:
We read and interpret all new material relevant to the firms we work with.
We draw up Implementation Plans, including recommended procedures.
We can professionally Project Manage the entire programme on your behalf.
We are a multi-disciplinary team and have expertise in governance, PRA & FCA compliance, finance, UK GDPR, prevention of financial crime, technology and HR.
Contact us to arrange a free initial consultation.